Build Robust Controls & Maintain Investor Confidence
The Sarbanes-Oxley Act mandates rigorous internal controls over financial reporting for public companies. Our SOX Compliance practice helps organizations design, document, test, and remediate controls to meet PCAOB and SEC requirements, reducing audit risk and enhancing stakeholder trust.
From initial scoping to remediation, we partner with your finance and IT teams to map processes, identify key controls, and ensure seamless integration with your ERP systems. Our approach balances compliance with efficiency, embedding controls into daily operations.
Whether you’re preparing for your first Section 404 review or seeking to optimize existing procedures, our seasoned CPAs and IT auditors provide end-to-end support—so you stay ahead of audit findings and focus on strategic growth.
Our SOX Compliance Services
- Scoping & risk assessment of financial reporting processes
- Control design & documentation workshops
- Testing plans & execution for SOX 404(a) & 404(b)
- IT general controls (ITGC) & application controls testing
- Remediation project management & gap analysis
- Entity-level controls reviews (governance & oversight)
- Continuous monitoring & dashboard reporting
- PCAOB audit readiness & mock testing
- Training & change-management support